Position Senior Executive Broking Compliance
Work Location Kuala Lumpur
Date Posted Tuesday, July 03, 2012

Since its establishment in 1975, the AmBank Group has emerged as a leading banking group in Malaysia offering an extensive range of financial services to a broad range of clients in meeting both their strategic and financial objectives. Our services include investment banking, business banking, retail banking, treasury & markets business, broking, insurance, fund management, offshore banking, futures and options trading.

At AmBank Group, challenges are what we thrive on. Come discover the world of opportunities with us.

 

Responsibilities

  • Assist Compliance Team in carrying out compliance reviews and reporting in relation to Regulatory requirements as well as the Bank's Internal Policies
  • Monitor business activities or operations on pro-active basis
  • Liaise with authorities on regulatory matters
  • Assist internal investigation
  • Provide advisory services to business or operations unit on issues pertaining to compliance matters


Requirements
  • A degree holder with minimum of 5 years experience in Compliance department
  • Excellent report writing and research skills to address compliance obligations
  • Good presentation or training skills to disseminate regulatory information
  • Sound knowledge on securities laws, rules and regulations, industry guidelines and best practices; i.e Rules and Regulations of Bursa Securities, CMSA Acts, SC Guidelines, Companies' Acts and Listing Requirements of Bursa
  • In-depth work related experience in performance of compliance reviews


Interested candidates are invited to apply online.

 

 

 

Sorry, this position is closed for application.

 


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Group Shared Services (8515-D)